Jaymes Thomas Arnold

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → Present
  Lpl Financial, Llc
  Visalia, CA
• 04/2019 → 09/2019
  United States Postal Service
  Roseville, CA
• 10/2018 → 04/2019
  Amazon Flex
  Fresno, CA
• 06/2018 → 10/2018
  Federal Aviation Administration
  Oklahoma City, OK
• 04/2017 → 06/2018
  United States Postal Service
  Marysville, CA
• 04/2016 → 09/2017
  In Shape Healthclubs
  Yuba City, CA
• 11/2020 → 03/2021
  Rubicon Advisors
  Redding, CA
• 09/2020 → Present
  Lpl Financial, Llc
  Visalia, CA
• 03/2021 → Present
  Members 1St Credit Union
  Chico, CA

Previous Registrations

• 2020-11-19 → 2021-03-30
  Rubicon Advisors
  Redding, CA

Other Businesses

1) 09/06/2022 - SAGE Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 160 Hours Per Month/130 Hours During Securities Trading 2) 07/14/2023 - Sage Financial Partners by VersiFI Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/06/2023 - 40 Hours Per Month/30 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2020-08-07

Other Names

• Jay Arnold