David Walker

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 07/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 09/2019 → 04/2021
  Bank Of America, N.A.
  Atlanta, GA
• 03/2018 → 09/2019
  Pnc Financial Services
  Charlotte, NC
• 01/2017 → 05/2017
  Ben Sprague State Farm Insurance Agency
  Charlotte, NC
• 10/2015 → 12/2016
  Sonic Automotive
  Charlotte, NC
• 04/2021 → 09/2022
  Fidelity Investments
  Jacksonville, FL
• 10/2022 → 09/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palmetto, FL
• 05/2017 → 03/2018
  Travis Snider State Farm Insurance Agency
  Charlotte, NC
• 12/2022 → 09/2024
  Bank Of America N.A.
  Palmetto, FL
• 09/2024 → Present
  Morgan Stanley
  Tampa, FL

Previous Registrations

• 2022-11-22 → 2024-09-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palmetto, FL
  Sun City Center, FL
  Apollo Beach, FL
  Riverview, FL
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-06-16
• S63 Uniform Securities Agent State Law Examination
  2021-06-25

Other Names

• David J Walker
• David Walker
• David Jeffrey Walker