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Michael V Catuogno

Morgan Stanley

Purchase, NY

CRD 7182387

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-06
  • NY RA
    APPROVED
    Since 2023-06-06

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp New York NY 11/2019 01/2023
Sacred Heart University Fairfield CT 08/2015 05/2019
Unemployed Bronx NY 06/2019 08/2019
Morgan Stanley Purchase NY 05/2023 Present
Unemployed Bronx NY 02/2023 04/2023
  • 11/2019 → 01/2023
    New York, NY
  • 08/2015 → 05/2019
    Sacred Heart University
    Fairfield, CT
  • 06/2019 → 08/2019
    Unemployed
    Bronx, NY
  • 05/2023 → Present
    Purchase, NY
  • 02/2023 → 04/2023
    Unemployed
    Bronx, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 2021-10-20
  • S65 Uniform Investment Adviser Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    2021-10-20

View on SEC IAPD

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