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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
WA RA APPROVED 2020-11-06
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • WA RA
    APPROVED
    Since 2020-11-06

Branch Locations

10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States

Glendale, AZ • United States

16427 N Scottsdale Road Suite 410, #413, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Horsham PA 09/2019 10/2020
Hornor, Townsend & Kent, Llc Horsham PA 10/2019 10/2020
Evo Sumner WA 10/2012 10/2019
Royal Alliance Bellevue WA 10/2020 Present
  • 09/2019 → 10/2020
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 10/2019 → 10/2020
    Horsham, PA
  • 10/2012 → 10/2019
    Evo
    Sumner, WA
  • 10/2020 → Present
    Royal Alliance
    Bellevue, WA
Previous Registrations
Other Businesses

1) PACIFIC CAPITAL RESOURCE GROUP, INC. POSITION: Insurance AGent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 10/08/2019 ADDRESS: 10900 NE 4th Street, Suite 2300 - #2413, Bellevue WA 98042, United States DESCRIPTION: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS. 2) F-SQUARED FINANCIAL LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2022 ADDRESS: 10900 NE 4th St., Ste 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: Life, disability, and LTC insurance sales 3) RENTAL PROPERTY POSITION: Owner NATURE: Renting my home (primary residence) via Air BNB and VRBO INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2022 ADDRESS: 8951 W Sierra Vista Drive, Glendale AZ 85305, United States DESCRIPTION: Posting Home on Air BnB and VRBO. Cleaning and prep. 4) BNI POSITION: President NATURE: Networking organization. BNI is a business that brings professionals together to network. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 12 START DATE: 10/01/2025 ADDRESS: 7500 N Dreamy Draw Dr, Ste 202, Phoenix AZ 85020, United States DESCRIPTION: I will be the president of our networking group. This role will be for one year. I run our meetings, help grow our chapter and help members succeed. No monetary compensation is received for this role and I won't have access to our chapter dues/bank account. 5) DIVORCE PROFESSIONAL NETWORK POSITION: Financial Advisor CDFA NATURE: It's a team of professionals that specialize in divorce. We don't revenue share, simply market ourselves as a group to attorneys and people going through divorce. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/22/2025 ADDRESS: 10900 NE 4th St, 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: I will submit Osaic approved marketing. When a client is brought on, we provide financial advice for asset division and future planning after the divorce. This is a marketing activity that is designed to bring on advisory/planning revenue through Osaic.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-17
  • S66 Uniform Combined State Law Examination
    2019-12-17
Other Names
  • Julian Mcmahon

View on SEC IAPD

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