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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-17 |
| WA | RA | APPROVED | 2020-11-06 |
Branch Locations
10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States
16427 N Scottsdale Road Suite 410, #413, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 09/2019 | 10/2020 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 10/2019 | 10/2020 |
| Evo | Sumner | WA | 10/2012 | 10/2019 |
| Royal Alliance | Bellevue | WA | 10/2020 | Present |
1) PACIFIC CAPITAL RESOURCE GROUP, INC. POSITION: Insurance AGent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 10/08/2019 ADDRESS: 10900 NE 4th Street, Suite 2300 - #2413, Bellevue WA 98042, United States DESCRIPTION: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS. 2) F-SQUARED FINANCIAL LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2022 ADDRESS: 10900 NE 4th St., Ste 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: Life, disability, and LTC insurance sales 3) RENTAL PROPERTY POSITION: Owner NATURE: Renting my home (primary residence) via Air BNB and VRBO INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/04/2022 ADDRESS: 8951 W Sierra Vista Drive, Glendale AZ 85305, United States DESCRIPTION: Posting Home on Air BnB and VRBO. Cleaning and prep. 4) BNI POSITION: President NATURE: Networking organization. BNI is a business that brings professionals together to network. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 12 START DATE: 10/01/2025 ADDRESS: 7500 N Dreamy Draw Dr, Ste 202, Phoenix AZ 85020, United States DESCRIPTION: I will be the president of our networking group. This role will be for one year. I run our meetings, help grow our chapter and help members succeed. No monetary compensation is received for this role and I won't have access to our chapter dues/bank account. 5) DIVORCE PROFESSIONAL NETWORK POSITION: Financial Advisor CDFA NATURE: It's a team of professionals that specialize in divorce. We don't revenue share, simply market ourselves as a group to attorneys and people going through divorce. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/22/2025 ADDRESS: 10900 NE 4th St, 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: I will submit Osaic approved marketing. When a client is brought on, we provide financial advice for asset division and future planning after the divorce. This is a marketing activity that is designed to bring on advisory/planning revenue through Osaic.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-17 |
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