Roberto Martinez Castaneda

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-10-03
TX	RA	APPROVED	2022-09-27

Branch Locations

860 Cypress Pkwy, Kissimmee, FL 34759 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	09/2019	09/2022
Bank Of America, N.A.	Orlando	FL	09/2019	09/2022
Wells Fargo Bank	Kissimmee	FL	04/2019	09/2019
Royal Bank Of Canada	Ottawa, Ontario		05/2018	04/2019
Canadian Imperial Bank Of Commerce	Ottawa, Ontario		03/2014	05/2018
J.P. Morgan Securities Llc	Kissimmee	FL	09/2022	Present
Jpmorgan Chase Bank, N.A.	Kissimmee	FL	09/2022	Present

09/2019 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
09/2019 → 09/2022

Bank Of America, N.A.

Orlando, FL
04/2019 → 09/2019

Wells Fargo Bank

Kissimmee, FL
05/2018 → 04/2019

Royal Bank Of Canada

Ottawa, Ontario
03/2014 → 05/2018

Canadian Imperial Bank Of Commerce

Ottawa, Ontario
09/2022 → Present

J.P. Morgan Securities Llc

Kissimmee, FL
09/2022 → Present

Jpmorgan Chase Bank, N.A.

Kissimmee, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-10