Katy A Listner

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 01/2021
  E*Trade Securities Llc
  Scarsdale, NY
• 09/2015 → 09/2019
  New York Community Bank
  Little Neck, NY
• 02/2020 → 01/2021
  E*Trade Capital Management Llc
  Scarsdale, NY
• 01/2021 → 09/2023
  E*Trade Securities Llc
  Purchase, NY
• 01/2021 → 11/2023
  E*Trade Capital Management Llc
  Purchase, NY
• 01/2023 → Present
  Morgan Stanley
  Purchase, NY
• 09/2023 → 09/2023
  Morgan Stanley
  Purchase, NY
• 09/2023 → 09/2023
  Morgan Stanley
  Purchase, NY

Previous Registrations

• 2020-06-23 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Scarsdale, NY
  Purchase, NY

Other Businesses

*626439 - Rover; Investment Related - No; Seattle, Washington; Dog walking, dog sitting; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 8; Customer Service, Labor/Service.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-19

Other Names

• Katy A. Listner