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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-11-24
  • MA RA
    APPROVED
    Since 2014-11-24

Branch Locations

Greenfield, MA • United States

579 Main Street, Bolton, MA 01740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bolton Global Capital Bolton MA 12/2011 Present
Bolton Securities Corporation Bolton MA 09/2014 Present
Other Businesses

1) Maintains fixed insurance license since 09/2020. Not directly investment related. Potentially conducted from Branch location. 2) Investment Advisor Representative of Bolton Securities Corporation, providing asset management services. Time spent on activity varies and is balanced with commission based brokerage business, Conducted from Branch location and began upon association with Bolton Securities Corporation. 3) Service shopper at Instacart. Not investment related and not conducted from Branch location. Approximately 32 hours spent on activity outside of trading hours, no time spent during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-02
  • S66 Uniform Combined State Law Examination
    2014-07-02
Other Names
  • Shelley A Bugbee
  • Shelley Ann Rogers
  • Shelley A Rogers

View on SEC IAPD

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