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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-11-24 |
Branch Locations
Greenfield, MA • United States
579 Main Street, Bolton, MA 01740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 12/2011 | Present |
| Bolton Securities Corporation | Bolton | MA | 09/2014 | Present |
1) Maintains fixed insurance license since 09/2020. Not directly investment related. Potentially conducted from Branch location. 2) Investment Advisor Representative of Bolton Securities Corporation, providing asset management services. Time spent on activity varies and is balanced with commission based brokerage business, Conducted from Branch location and began upon association with Bolton Securities Corporation. 3) Service shopper at Instacart. Not investment related and not conducted from Branch location. Approximately 32 hours spent on activity outside of trading hours, no time spent during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-02 |
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