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David James Schubert

Carrington Advisors, LLC

Dallas, TX

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Current Employers
Carrington Advisors, Llc

15770 N. Dallas Parkway Suite 550, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-05
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

15770 N. Dallas Parkway Suite 550, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Spokane WA 12/2019 06/2021
New York Life Spokane WA 10/2019 06/2021
Unemployed Yakima WA 07/2019 10/2019
Labbeemint Inc. White Swan WA 03/2018 07/2019
Haidian Foreign Lang. Exp. School Beijing 06/2016 02/2018
Teachall Beijing 07/2013 07/2017
Rogers Financial Group (Dba Of New York Life) Yakima WA 09/2020 06/2021
Fidelity Investments Dallas TX 06/2021 06/2022
The Vanguard Group, Inc. Plano TX 06/2022 03/2024
Carrington Advisors, Llc Dallas TX 03/2024 Present
  • 12/2019 → 06/2021
    Nylife Securities, Llc
    Spokane, WA
  • 10/2019 → 06/2021
    New York Life
    Spokane, WA
  • 07/2019 → 10/2019
    Unemployed
    Yakima, WA
  • 03/2018 → 07/2019
    Labbeemint Inc.
    White Swan, WA
  • 06/2016 → 02/2018
    Haidian Foreign Lang. Exp. School
    Beijing
  • 07/2013 → 07/2017
    Teachall
    Beijing
  • 09/2020 → 06/2021
    Rogers Financial Group (Dba Of New York Life)
    Yakima, WA
  • 06/2021 → 06/2022
    Fidelity Investments
    Dallas, TX
  • 06/2022 → 03/2024
    The Vanguard Group, Inc.
    Plano, TX
  • 03/2024 → Present
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-27
S63 Uniform Securities Agent State Law Examination 2020-03-07
  • S66 Uniform Combined State Law Examination
    2021-08-27
  • S63 Uniform Securities Agent State Law Examination
    2020-03-07
Designations
Other Names
  • David James Schubert
  • David Schubert

View on SEC IAPD

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