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Alexandra Kitada Griffis

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-10
  • TX RA
    APPROVED
    Since 2022-06-10

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2019 Present
Emerald Media Group Eugene OR 10/2018 06/2019
University Of Oregon Eugene OR 09/2014 06/2019
Otona No Hambaagu Tokyo 09/2017 09/2018
Unemployed Fort Worth TX 06/2019 09/2019
  • 09/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 10/2018 → 06/2019
    Emerald Media Group
    Eugene, OR
  • 09/2014 → 06/2019
    University Of Oregon
    Eugene, OR
  • 09/2017 → 09/2018
    Otona No Hambaagu
    Tokyo
  • 06/2019 → 09/2019
    Unemployed
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 2020-05-13
  • S66 Uniform Combined State Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2020-05-13

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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