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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED_RES | 2026-05-08 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 09/2019 | 09/2020 |
| Apple | Atlanta | GA | 04/2017 | 07/2019 |
| Marlow's Tavern | Sandy Springs | GA | 07/2016 | 01/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 03/2020 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 09/2020 | 05/2026 |
| Georgia State University | Atlanta | GA | 08/2016 | 12/2019 |
| Bank Of America, N.A. | Atlanta | GA | 11/2020 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Cumming | GA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-11 |
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