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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
KS RA APPROVED 2023-09-01
MO RA APPROVED 2023-09-01
OK RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • KS RA
    APPROVED
    Since 2023-09-01
  • MO RA
    APPROVED
    Since 2023-09-01
  • OK RA
    APPROVED
    Since 2023-09-01

Branch Locations

13220 Metcalf Ave Suite 210, Overland Park, KS 66213 • United States

765 E. 2Nd Street #200, Wichita, KS 67202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advent Health Shawnee Mission Merriam KS 03/2003 08/2019
Ad Astra Financial Group Wichita KS 09/2019 Present
Sagepoint Financial, Inc. Wichita KS 08/2020 09/2023
Sagepoint Financial, Inc. Overland Park KS 08/2020 Present
Osaic Wealth, Inc. Wichita KS 09/2023 Present
  • 03/2003 → 08/2019
    Advent Health Shawnee Mission
    Merriam, KS
  • 09/2019 → Present
    Ad Astra Financial Group
    Wichita, KS
  • 08/2020 → 09/2023
    Sagepoint Financial, Inc.
    Wichita, KS
  • 08/2020 → Present
    Sagepoint Financial, Inc.
    Overland Park, KS
  • 09/2023 → Present
    Wichita, KS
Previous Registrations
  • 2021-02-23 → 2023-09-01
    Osaic Services, Inc.
    Wichita, KS
Other Businesses

1. AD ASTRA FINANCIAL GROUP POSITION: Director of Operations/Registered Rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2020 ADDRESS: 765 E 2nd Street, Suite 200, Wichita KS 67202, United States DESCRIPTION: Accounting, Marketing, Business development, Trading, Client services, Account maintenance. DBA for securities and Fixed insurance. 2. ELIZABETH PARKS, NOTARY POSITION: Notary Public NATURE: Notary Public service, not a business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2021 ADDRESS: 8916 W. 148th St, Overland Park KS 66221, United States DESCRIPTION: occasional notary services for clients of Ad Astra Financial group 3. ELIZABETH PARKS & CO POSITION: Owner NATURE: Sole Proprietorship This is my individual S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/25/2023 ADDRESS: 13220 Metcalf Ave, 210, Overland Park KS 66213, United States DESCRIPTION: This my S-corp. I am responsible for all aspects of this organization. 4. AMERICAN HEART ASSOCIATION POSITION: Circle of Red member NATURE: Charitable organization promoting heart disease awareness in women. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 5800 Foxridge Dr, Mission KS 66202, United States DESCRIPTION: attend and support occasional events and fundraising efforts to benefit the American heart association 5. BLUE VALLEY WEST RED ZONE POSITION: Co-President NATURE: 501c3 Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 14502 Hemlock St, Overland Park KS 66223, United States DESCRIPTION: Coordinate and manage all activities sponsored by the Blue Valley West Red Zone which is the parent organization supporting the BVW football team. 6. AD ASTRA FINANCIAL GROUP HOLDINGS, LLC POSITION: Shareholder NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/25/2023 ADDRESS: 13220 Metcalf Ave, 210, Overland Park KS 66213, United States DESCRIPTION: daily business operations of the organization. Receive Rent from Sublet agreement with Affiliated person, Dean J Callison, CFP

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-21
  • S66 Uniform Combined State Law Examination
    2021-02-21

View on SEC IAPD

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