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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-24 |
| KS | RA | APPROVED | 2023-09-01 |
| MO | RA | APPROVED | 2023-09-01 |
| OK | RA | APPROVED | 2023-09-01 |
Branch Locations
13220 Metcalf Ave Suite 210, Overland Park, KS 66213 • United States
765 E. 2Nd Street #200, Wichita, KS 67202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advent Health Shawnee Mission | Merriam | KS | 03/2003 | 08/2019 |
| Ad Astra Financial Group | Wichita | KS | 09/2019 | Present |
| Sagepoint Financial, Inc. | Wichita | KS | 08/2020 | 09/2023 |
| Sagepoint Financial, Inc. | Overland Park | KS | 08/2020 | Present |
| Osaic Wealth, Inc. | Wichita | KS | 09/2023 | Present |
1. AD ASTRA FINANCIAL GROUP POSITION: Director of Operations/Registered Rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2020 ADDRESS: 765 E 2nd Street, Suite 200, Wichita KS 67202, United States DESCRIPTION: Accounting, Marketing, Business development, Trading, Client services, Account maintenance. DBA for securities and Fixed insurance. 2. ELIZABETH PARKS, NOTARY POSITION: Notary Public NATURE: Notary Public service, not a business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2021 ADDRESS: 8916 W. 148th St, Overland Park KS 66221, United States DESCRIPTION: occasional notary services for clients of Ad Astra Financial group 3. ELIZABETH PARKS & CO POSITION: Owner NATURE: Sole Proprietorship This is my individual S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/25/2023 ADDRESS: 13220 Metcalf Ave, 210, Overland Park KS 66213, United States DESCRIPTION: This my S-corp. I am responsible for all aspects of this organization. 4. AMERICAN HEART ASSOCIATION POSITION: Circle of Red member NATURE: Charitable organization promoting heart disease awareness in women. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 5800 Foxridge Dr, Mission KS 66202, United States DESCRIPTION: attend and support occasional events and fundraising efforts to benefit the American heart association 5. BLUE VALLEY WEST RED ZONE POSITION: Co-President NATURE: 501c3 Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 14502 Hemlock St, Overland Park KS 66223, United States DESCRIPTION: Coordinate and manage all activities sponsored by the Blue Valley West Red Zone which is the parent organization supporting the BVW football team. 6. AD ASTRA FINANCIAL GROUP HOLDINGS, LLC POSITION: Shareholder NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/25/2023 ADDRESS: 13220 Metcalf Ave, 210, Overland Park KS 66213, United States DESCRIPTION: daily business operations of the organization. Receive Rent from Sublet agreement with Affiliated person, Dean J Callison, CFP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-21 |
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