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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
Branch Locations
5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Plano | TX | 05/2026 | Present |
| Unemployment | Midland | TX | 12/2025 | 04/2026 |
| Rbc Capital Markets, Llc | Midland | TX | 09/2020 | 08/2021 |
| Rbc Capital Markets, Llc | Dallas | TX | 09/2019 | 09/2020 |
| Taste @ 508 Coffeeshop | Midland | TX | 01/2012 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Odessa | TX | 11/2022 | 11/2023 |
| Us Census Bureau | Midland | TX | 07/2020 | 11/2020 |
| Unemployed | Odessa | TX | 09/2021 | 10/2022 |
| Bank Of America, N.A. | Odessa | TX | 01/2023 | 11/2023 |
| Pnc Investments Llc | Midland | TX | 12/2023 | 11/2025 |
1. 05/20/2026 - Sandra Javelly N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Midland, TX – Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 05/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Midland, TX – Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-09 |
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