Best Investors Account Sign in

Sandra C Javelly

LPl Enterprise, LLC

Midland, TX

Plano, TX

CRD 7181697

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-28
  • TX RA
    APPROVED
    Since 2026-05-28

Branch Locations

Midland, TX • United States

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Plano TX 05/2026 Present
Unemployment Midland TX 12/2025 04/2026
Rbc Capital Markets, Llc Midland TX 09/2020 08/2021
Rbc Capital Markets, Llc Dallas TX 09/2019 09/2020
Taste @ 508 Coffeeshop Midland TX 01/2012 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Odessa TX 11/2022 11/2023
Us Census Bureau Midland TX 07/2020 11/2020
Unemployed Odessa TX 09/2021 10/2022
Bank Of America, N.A. Odessa TX 01/2023 11/2023
Pnc Investments Llc Midland TX 12/2023 11/2025
  • 05/2026 → Present
    Plano, TX
  • 12/2025 → 04/2026
    Unemployment
    Midland, TX
  • 09/2020 → 08/2021
    Rbc Capital Markets, Llc
    Midland, TX
  • 09/2019 → 09/2020
    Rbc Capital Markets, Llc
    Dallas, TX
  • 01/2012 → 09/2019
    Taste @ 508 Coffeeshop
    Midland, TX
  • 11/2022 → 11/2023
    Odessa, TX
  • 07/2020 → 11/2020
    Us Census Bureau
    Midland, TX
  • 09/2021 → 10/2022
    Unemployed
    Odessa, TX
  • 01/2023 → 11/2023
    Bank Of America, N.A.
    Odessa, TX
  • 12/2023 → 11/2025
    Pnc Investments Llc
    Midland, TX
Previous Registrations
Other Businesses

1. 05/20/2026 - Sandra Javelly N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Midland, TX – Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”  2. 05/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Midland, TX – Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09
Other Names
  • Sandra Javelly
  • Sandra C Javelly

View on SEC IAPD

More in Midland, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor