Nicholas Anthony Plavchak

Equitable Advisors, LLC

CRD 7181578

Claim This Profile

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-07
IN	RA	APPROVED	2020-01-13

TX RA
APPROVED_RES

Since 2022-02-07
IN RA
APPROVED

Since 2020-01-13

Branch Locations

10201 N. Illinois Street Suite #300, Carmel, IN 46290 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Carmel	IN	12/2015	10/2016
Monarch Beverage	Indianapolis	IN	10/2016	09/2018
Johnson Brothers Of In	Indianapolis	IN	09/2018	06/2019
Unemployed	Indianapolis	IN	06/2019	10/2019
Axa Advisors, Llc	New York	NY	10/2019	06/2020
Equitable Advisors, Llc	New York	NY	10/2019	Present

12/2015 → 10/2016

Unemployed

Carmel, IN
10/2016 → 09/2018

Monarch Beverage

Indianapolis, IN
09/2018 → 06/2019

Johnson Brothers Of In

Indianapolis, IN
06/2019 → 10/2019

Unemployed

Indianapolis, IN
10/2019 → 06/2020

Axa Advisors, Llc

New York, NY
10/2019 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-23

S66 Uniform Combined State Law Examination

2019-12-23

Other Names

Nick Anthony Plavchak

View on SEC IAPD

More in Carmel, IN

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor