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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

19390 Ronald W Reagan Blvd, Georgetown, TX 78628 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Venice FL 10/2017 04/2024
Bank Of America, N.A. Venice FL 10/2017 04/2024
Banc Of America Merchant Services, Llc Coral Springs FL 07/2015 09/2017
J.P. Morgan Securities Llc Round Rock TX 04/2024 04/2026
Jpmorgan Chase Bank, N.A. Round Rock TX 04/2024 04/2026
Wells Fargo Clearing Services, Llc. Austin TX 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-19
  • S66 Uniform Combined State Law Examination
    2020-02-19

View on SEC IAPD

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