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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-02-14 |
Branch Locations
833 E Michigan St, Milwaukee, WI 53202 • United States
45 William St, Wellesley Hills, MA 02481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 09/2019 | Present |
| Niu- Finance | Dekalb | IL | 01/2014 | 05/2017 |
| Purdue - Polytechnic | West Lafayette | IN | 05/2017 | 01/2019 |
| Self-Employed | Milwaukee | WI | 01/2019 | 09/2019 |
| Premier Graphics And Promotions | Barrington | IL | 05/2014 | 05/2017 |
| Bank Of America, N.A. | Milwaukee | WI | 10/2019 | Present |
No official business name. Investment-Related: No Location: my apartment( Milwaukee, WI, ) business: Buying/Selling Collectible Cards Position: Owner Title: N/A Start Date: 03/2019 Approximate hours/month: 1hr/day or ~30hours a month Number of hours during securities trading hours: 0 Duties: Search for good deals on items/ negotiate with buyers/sellers to make a deal in my favor/ Build client relationships / sell and market product I*128897 For profit or not for profit: For-Profit Organization Name of outside business organization: Selling Old Collectible Cards Investment related: N Address of business: Milwaukee, Wisconsin 53203 Nature of business: Other,N/A Position, title, association: Other, collector that sells some of the more valuablecard Start date of relationship: 8/1/2019 Number of hours devoted: 45 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I sell older cards that have been collected over the years. Buy other peoples collections and sell some for profit. Essentially buying and selling collectible items.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-13 |
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