Warren Chung

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 07/2017 → 08/2019
  Self-Employed
  San Jose, CA
• 09/2013 → 07/2017
  Effective Technologies
  Sunnyvale, CA
• 10/2019 → 08/2021
  Bank Of America, N.A.
  San Jose, CA
• 08/2021 → Present
  Fidelity Investments
  Orlando, FL
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-10-12 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Jacksonville, FL
• 2020-02-11 → 2021-08-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  San Jose, CA

Other Businesses

OBA-94535|OrgNmn:Real estate agent|Org Addr:Winter Spr,Florida,US|OBA Nature:Real estate agent|Invst Rel:Y|Title:Sole Proprietor|Duties:Buy and sell real estate property|StrtDt:02-15-23|TotHrs/mon:8|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2020-02-10