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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2015 | Present |
| Mastodon Advisory Group, Llc | Houston | TX | 03/2016 | Present |
| Healthquote Pro, Llc | Houston | TX | 12/2015 | 11/2024 |
| Sage Settlement Consulting | Houston | TX | 03/2015 | Present |
| Viceroy Systems, Llc | Houston | TX | 07/2019 | Present |
| Viceroy Card Services, Llc | Houston | TX | 07/2020 | 08/2022 |
1) MASTODON ADVISORY GROUP, 8820 Chatsworth Dr, Houston TX 77024, United States, 03/23/2016, Owner, RIA Affiliation - other than CIRA, INV REL, 20 HR/MO - 20 HR/MO TRADING 2) SAGE SETTLEMENT CONSULTING, 1775 ST JAMES PLACE STE 200 HOUSTON TX 77056, 01/2019, SETTLEMENT CONSULTANT, BUSINESS DEVELOPMENT AND ACCOUNTING, NIR, 100 HRS/MO 80 HRS/MO TRADING 3) VICEROY SYSTEMS, 8820 Chatsworth Dr, Houston TX 77024, United States, 12/10/2020, LLC Member, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING 4) FRONT PORCH FUND II LLC, 1973 W GRAY ST NO 3 HOUSTON TX 77019, 11/2022, NIR, 0 HRS/MO 0 HRS/MO TRADING 5) DOLIVER BUILD-TO-SUIT I LLC, 6363 WOODWAY DR SUITE 763 HOUSTON TX 77057, 03/2024, OWNER, REAL ESTATE HOLDING COMPANY, NIR, 0 HR/MO 0 HR/MO TRADING 6) BANE SETTLEMENT CONSULTING LLC, 8820 Chatsworth Dr, Houston TX 77024, United States, 05/12/2025, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-20 |
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