Joshua James Mcanally

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 10/2016
  Wells Fargo Advisors Llc
  El Dorado Hills, CA
• 10/2016 → 11/2019
  U.S. Bancorp Investments, Inc.
  Davis, CA
• 12/2019 → Present
  Lpl Financial
  Newcastle, CA

Previous Registrations

• 2016-10-24 → 2019-12-10
  U.S. Bancorp Investments, Inc.
  Rancho Cordova, CA
  Rancho Cordova, CA
  Sacramento, CA
  Woodland, CA
  Davis, CA
  West Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Elk Grove, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Sacramento, CA
  Elk Grove, CA
• 2011-01-03 → 2016-10-26
  Wells Fargo Clearing Services, Llc
  Auburn, CA
  El Dorado Hills, CA
  Roseville, CA
  Grass Valley, CA
  Grass Valley, CA
  Meadow Vista, CA
  Grass Valley, CA
  Downieville, CA
  Penn Valley, CA
  Sacramento, CA
  Carmichael, CA
  Roseville, CA
  Sacramento, CA
• 2006-04-24 → 2011-01-03
  Wells Fargo Investments, Llc
  Roseville, CA
  El Dorado Hills, CA
  Vancouver, WA
  Vancouver, WA
  Vancouver, WA

Other Businesses

1)12/03/2019 - DBA for LPL Business (entity for LPL business) - Retirement Investment Services - NEWCASTLE, CA 95658 - Start date: 12/2019 2) 09/22/2025-DRIVEN INSURANCE-Insurance Agency- INV Related- At Reported Business Location(s)- Start date 09/15/2025- 20 Hours Per Month 0 Hours During Trading 3) 09/22/2025- DRIVEN 401(k)- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/15/2025- 20 Hours Per Month- 20 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-03-13

Other Names

• Josh Mcanally