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Steven Michael Berry

J.P. Morgan Securities LLC

Chicago, IL

CRD 7181298

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-16
TX RA APPROVED 2024-12-16
  • IL RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED
    Since 2024-12-16

Branch Locations

10 S Dearborn St Floor 08, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Philadelphia PA 04/2019 04/2019
Jpmorgan Securities Llc Philadelphia PA 06/2019 05/2020
United States Army Fort Bragg NC 07/2013 11/2017
Unemployed Herzliya 11/2017 10/2018
Unemployed Washington DC 10/2018 03/2019
Jpmorgan Chase Bank Na New York NY 06/2020 Present
Jpmorgan Securities Llc New York NY 06/2020 Present
Jpmorgan Chase Bank Na Philadelphia PA 06/2019 05/2020
  • 04/2019 → 04/2019
    Jpmorgan Chase Bank Na
    Philadelphia, PA
  • 06/2019 → 05/2020
    Jpmorgan Securities Llc
    Philadelphia, PA
  • 07/2013 → 11/2017
    United States Army
    Fort Bragg, NC
  • 11/2017 → 10/2018
    Unemployed
    Herzliya
  • 10/2018 → 03/2019
    Unemployed
    Washington, DC
  • 06/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 06/2019 → 05/2020
    Jpmorgan Chase Bank Na
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-02
S63 Uniform Securities Agent State Law Examination 2019-12-02
  • S65 Uniform Investment Adviser Law Examination
    2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2019-12-02
Other Names
  • Steve Berry

View on SEC IAPD

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