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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-13 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2845 Eastern Blvd, York, PA 17402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | York | PA | 05/2019 | 11/2019 |
| Texas Roadhouse | York | PA | 08/2013 | 06/2020 |
| Summerson & Alleman P.C.s | York | PA | 01/2018 | 04/2019 |
| Pruco Securities Llc | York | PA | 03/2020 | 04/2021 |
| The Prudential Insurance Company Of America | York | PA | 03/2020 | 04/2021 |
| Lpl Financial, Llc | East York | PA | 01/2022 | Present |
| Unemployed | York | PA | 04/2021 | 11/2021 |
| Private Advisor Group | East York | PA | 01/2022 | Present |
1. 1/12/2022 - Sequential Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/18/2022 - Private Advisor Group - DBA: (Hybrid) Sequential Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/2022 - 160 Hours Per Month - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/18/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/2022 - 160 Hours Per Month - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-21 |
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