Weston Lee Morgan

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-07-11
NC	RA	APPROVED	2020-10-16
TX	RA	APPROVED	2020-10-16

OH RA
APPROVED

Since 2023-07-11
NC RA
APPROVED

Since 2020-10-16
TX RA
APPROVED

Since 2020-10-16

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	09/2019	07/2020
Wake Forest University	Winston-Salem	NC	08/2015	05/2019
First Citizens Bank	Charlotte	NC	05/2019	08/2020
The Vanguard Group, Inc.	Charlotte	NC	08/2020	Present
Vanguard Marketing Corporation	Charlotte	NC	08/2020	Present
Vanguard Advisers, Inc.	Charlotte	NC	10/2020	Present

09/2019 → 07/2020

First Citizens Investor Services

Raleigh, NC
08/2015 → 05/2019

Wake Forest University

Winston-Salem, NC
05/2019 → 08/2020

First Citizens Bank

Charlotte, NC
08/2020 → Present

The Vanguard Group, Inc.

Charlotte, NC
08/2020 → Present

Vanguard Marketing Corporation

Charlotte, NC
10/2020 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CONCORD, NC NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: FIDUCIARY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-15
S63	Uniform Securities Agent State Law Examination	2019-11-18

S66 Uniform Combined State Law Examination

2020-10-15
S63 Uniform Securities Agent State Law Examination

2019-11-18

Other Names

Weston Morgan

View on SEC IAPD