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Michael Joseph Cummings

Alpha Zero LLC

Boca Raton, FL

CRD 7180871

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Employer firm

Alpha Zero LLC CRD 319050

$270M regulatory AUM 92 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Alpha Zero Llc

2500 North Military Trail Suite 316, Boca Raton, FL 33431 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-11
NC RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • FL RA
    APPROVED
    Since 2026-06-11
  • NC RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

2500 North Military Trail Suite 316, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Joseph's Medical Hospital Yonkers NY 06/2018 01/2019
Palisades Credit Union Park Ramapo NY 05/2018 11/2018
Favorite's Pizza Buffalo NY 01/2018 05/2018
State University Of New York At Buffalo Athletics Buffalo NY 02/2016 05/2018
Paramount Country Club New City NY 05/2016 10/2019
Unemployed New City NY 02/2019 09/2019
University At Buffalo Buffalo NY 08/2015 05/2019
Axa Advisors Llc New York NY 10/2019 06/2020
Equitable Advisors, Llc New York NY 10/2019 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 10/2021 05/2026
Ny State Contact Tracing New City NY 12/2020 08/2021
Mszk Llc New City NY 12/2017 02/2020
Bank Of America, N.A. Cary NC 12/2021 05/2026
Alpha Zero Llc Boca Raton FL 05/2026 Present
  • 06/2018 → 01/2019
    St. Joseph's Medical Hospital
    Yonkers, NY
  • 05/2018 → 11/2018
    Palisades Credit Union Park
    Ramapo, NY
  • 01/2018 → 05/2018
    Favorite's Pizza
    Buffalo, NY
  • 02/2016 → 05/2018
    State University Of New York At Buffalo Athletics
    Buffalo, NY
  • 05/2016 → 10/2019
    Paramount Country Club
    New City, NY
  • 02/2019 → 09/2019
    Unemployed
    New City, NY
  • 08/2015 → 05/2019
    University At Buffalo
    Buffalo, NY
  • 10/2019 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 10/2019 → 10/2021
    New York, NY
  • 10/2021 → 05/2026
    Raleigh, NC
  • 12/2020 → 08/2021
    Ny State Contact Tracing
    New City, NY
  • 12/2017 → 02/2020
    Mszk Llc
    New City, NY
  • 12/2021 → 05/2026
    Bank Of America, N.A.
    Cary, NC
  • 05/2026 → Present
    Boca Raton, FL
Previous Registrations
Other Businesses

I*3883274 Entity Type: Entity For Profit Name of OBA: Envision Prosperity MO, LLC and Envision Prosperity, LLC Address: Raleigh, North Carolina, 27603 Investment Related: No Position, Title, Association: Officer Employee Start Date: 01/12/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Description: Entity formed to invest in and manage rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-05
  • S66 Uniform Combined State Law Examination
    2019-12-05
Other Names
  • Michael Cummings
  • Michael Joseph Cummings

View on SEC IAPD

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