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Benjamin Franklin Thomas

Thrivent Investment Management Inc.

Tempe, AZ

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-11
AZ RA APPROVED 2021-05-25
  • TX RA
    APPROVED
    Since 2023-01-11
  • AZ RA
    APPROVED
    Since 2021-05-25

Branch Locations

430 W Warner Rd, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Tempe AZ 11/2019 Present
Lyft Chandler AZ 05/2016 10/2016
Ups Tempe AZ 11/2016 12/2016
Wright Medical Tempe AZ 01/2017 02/2019
Modern Woodmen Of America Chandler AZ 03/2019 10/2019
Thrivent Financial Appleton WI 02/2020 Present
  • 11/2019 → Present
    Thrivent Investment Management Inc
    Tempe, AZ
  • 05/2016 → 10/2016
    Lyft
    Chandler, AZ
  • 11/2016 → 12/2016
    Ups
    Tempe, AZ
  • 01/2017 → 02/2019
    Wright Medical
    Tempe, AZ
  • 03/2019 → 10/2019
    Modern Woodmen Of America
    Chandler, AZ
  • 02/2020 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-26
S63 Uniform Securities Agent State Law Examination 2020-02-18
  • S65 Uniform Investment Adviser Law Examination
    2021-04-26
  • S63 Uniform Securities Agent State Law Examination
    2020-02-18

View on SEC IAPD

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ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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