Jason Diaz

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

FL RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Winter Springs, FL • United States

900 North Orlando Ave, Winter Park, FL 32789-2924 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spartan Capital Securities, Llc	New York	NY	09/2019	11/2021
Creative Data Resources	New York	NY	02/2015	06/2019
Fidelity Investments	Merrimack	NH	02/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2019 → 11/2021

Spartan Capital Securities, Llc

New York, NY
02/2015 → 06/2019

Creative Data Resources

New York, NY
02/2022 → Present

Fidelity Investments

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2023-11-08 → 2025-03-31

Fidelity Personal And Workplace Advisors

Altamonte Springs, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-25
S63	Uniform Securities Agent State Law Examination	2021-06-16

S66 Uniform Combined State Law Examination

2023-10-25
S63 Uniform Securities Agent State Law Examination

2021-06-16

View on SEC IAPD