Joseph P Cortez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 05/2026
  Jpmorgan Chase Bank, N.A.
  San Antonio, TX
• 09/2019 → 05/2026
  J.P. Morgan Securities Llc
  San Antonio, TX
• 08/2017 → 03/2018
  Qvc
  San Antonio, TX
• 11/2013 → 06/2017
  Councilman Ray Lopez
  San Antonio, TX
• 07/2017 → 08/2017
  Unemployed
  San Antonio, TX
• 05/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 06/2017 → 07/2017
  St Patricks Roman Catholic Church
  San Antonio, TX
• 06/2026 → Present
  Bank Of America, N.A.
  San Antonio, TX

Previous Registrations

• 2019-12-26 → 2026-05-07
  J.P. Morgan Securities Llc
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  Plano, TX
  San Antonio, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-12-17

Other Names

• Joseph Cortez
• Joseph Paul Cortez