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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-15
  • TX RA
    APPROVED
    Since 2026-06-15

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Antonio TX 04/2018 05/2026
J.P. Morgan Securities Llc San Antonio TX 09/2019 05/2026
Qvc San Antonio TX 08/2017 03/2018
Councilman Ray Lopez San Antonio TX 11/2013 06/2017
Unemployed San Antonio TX 07/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 05/2026 Present
St Patricks Roman Catholic Church San Antonio TX 06/2017 07/2017
Bank Of America, N.A. San Antonio TX 06/2026 Present
  • 04/2018 → 05/2026
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 09/2019 → 05/2026
    San Antonio, TX
  • 08/2017 → 03/2018
    Qvc
    San Antonio, TX
  • 11/2013 → 06/2017
    Councilman Ray Lopez
    San Antonio, TX
  • 07/2017 → 08/2017
    Unemployed
    San Antonio, TX
  • 05/2026 → Present
    San Antonio, TX
  • 06/2017 → 07/2017
    St Patricks Roman Catholic Church
    San Antonio, TX
  • 06/2026 → Present
    Bank Of America, N.A.
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-17
  • S66 Uniform Combined State Law Examination
    2019-12-17
Other Names
  • Joseph Cortez
  • Joseph Paul Cortez

View on SEC IAPD

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