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Austin Kratochvil

Wells Fargo Clearing Services, LLC

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-16
TX RA APPROVED 2022-11-16
  • CA RA
    APPROVED
    Since 2022-11-16
  • TX RA
    APPROVED
    Since 2022-11-16

Branch Locations

3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Pacific Palisades CA 03/2020 11/2020
J.P. Morgan Securities Llc Pacific Palisades CA 05/2020 11/2020
Unemployed Agoura Hills CA 09/2019 01/2020
Arbo Marketing Malibu CA 03/2018 04/2019
Ojo Electric Oxnard CA 06/2017 06/2018
H&S Insurance Services Inc Moorpark CA 05/2016 04/2017
Pepperdine University Malibu CA 08/2017 12/2019
Fidelity Investments Thousand Oaks CA 11/2020 10/2022
Wells Fargo Clearing Services, Llc Westlake Village CA 10/2022 Present
  • 03/2020 → 11/2020
    Jpmorgan Chase Bank, N.A.
    Pacific Palisades, CA
  • 05/2020 → 11/2020
    J.P. Morgan Securities Llc
    Pacific Palisades, CA
  • 09/2019 → 01/2020
    Unemployed
    Agoura Hills, CA
  • 03/2018 → 04/2019
    Arbo Marketing
    Malibu, CA
  • 06/2017 → 06/2018
    Ojo Electric
    Oxnard, CA
  • 05/2016 → 04/2017
    H&S Insurance Services Inc
    Moorpark, CA
  • 08/2017 → 12/2019
    Pepperdine University
    Malibu, CA
  • 11/2020 → 10/2022
    Fidelity Investments
    Thousand Oaks, CA
  • 10/2022 → Present
    Wells Fargo Clearing Services, Llc
    Westlake Village, CA
Previous Registrations
  • 2021-05-28 → 2022-12-06
    Fidelity Personal And Workplace Advisors
    Thousand Oaks, CA
  • 2020-09-04 → 2020-11-25
    J.P. Morgan Securities Llc
    Pacific Palisades, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
  • S66 Uniform Combined State Law Examination
    2020-08-31
Other Names
  • Austin Read Kratochvil
  • Austin R Kratochvil
  • Austin Kratochvil

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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