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Kristopher Jiake Lu

Charles Schwab & Co., Inc.

Brea, CA

Seal Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-25
  • CA RA
    APPROVED
    Since 2024-10-25

Branch Locations

3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States

2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc San Marino CA 09/2019 03/2020
Jp Morgan Chase Bank, N.A. San Marino CA 09/2019 03/2020
Hsbc Bank Temple City CA 01/2019 08/2019
Citi Bank San Gabriel CA 10/2017 12/2018
University California Of Los Angeles Alhambra CA 09/2014 12/2016
Unemployed Alhambra CA 01/2017 09/2017
Charles Schwab & Co., Inc. Brea CA 02/2022 Present
Us Bank Arcadia CA 11/2021 02/2022
Unemployed Temple City CA 03/2020 11/2021
Charles Schwab Bank, Ssb Brea CA 03/2024 Present
  • 09/2019 → 03/2020
    Jp Morgan Securities, Llc
    San Marino, CA
  • 09/2019 → 03/2020
    Jp Morgan Chase Bank, N.A.
    San Marino, CA
  • 01/2019 → 08/2019
    Hsbc Bank
    Temple City, CA
  • 10/2017 → 12/2018
    Citi Bank
    San Gabriel, CA
  • 09/2014 → 12/2016
    University California Of Los Angeles
    Alhambra, CA
  • 01/2017 → 09/2017
    Unemployed
    Alhambra, CA
  • 02/2022 → Present
    Charles Schwab & Co., Inc.
    Brea, CA
  • 11/2021 → 02/2022
    Us Bank
    Arcadia, CA
  • 03/2020 → 11/2021
    Unemployed
    Temple City, CA
  • 03/2024 → Present
    Charles Schwab Bank, Ssb
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-25
  • S66 Uniform Combined State Law Examination
    2024-10-25
Other Names
  • Jiake Lu
  • Kristopher J Lu

View on SEC IAPD

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