Johnathan Colter Metcalf

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 11/2023
  Securities America, Inc.
  Dallas, TX
• 07/2018 → 11/2023
  Uber
  Dallas, TX
• 05/2015 → 05/2019
  University Of Arkansas
  Fayetteville, AR
• 01/2022 → 11/2023
  Securities America Advisors, Inc.
  Dallas, TX
• 12/2023 → 07/2025
  Ameriprise Financial Services, Llc
  Dallas, TX
• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 07/2020 → 07/2025
  Guardian Private Wealth Manager
  Dallas, TX
• 10/2025 → Present
  Bank Of America, N.A.
  Dallas, TX

Previous Registrations

• 2023-12-14 → 2025-08-11
  Ameriprise Financial Services, Llc
  Dallas, TX
  Plano, TX
• 2022-01-05 → 2023-12-21
  Securities America Advisors, Inc.
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-07
• S63 Uniform Securities Agent State Law Examination
  2021-02-25

Other Names

• Johnathan C Metcalf
• Johnathan Metcalf