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Duc Phuoc Nguyen

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-06
  • TX RA
    APPROVED
    Since 2021-07-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2019 Present
Nvp Homes, Llc Alexandria VA 01/2013 09/2019
Charles Schwab Bank, Ssb Westlake TX 11/2021 Present
Td Ameritrade, Inc. Westlake TX 07/2023 06/2024
  • 09/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 01/2013 → 09/2019
    Nvp Homes, Llc
    Alexandria, VA
  • 11/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 07/2023 → 06/2024
    Td Ameritrade, Inc.
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
S63 Uniform Securities Agent State Law Examination 2020-06-19
  • S66 Uniform Combined State Law Examination
    2021-07-06
  • S63 Uniform Securities Agent State Law Examination
    2020-06-19
Other Names
  • Duc Nguyen

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
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ADVISOR RESOURCE COUNCIL · Trophy Club, TX
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