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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| CO | RA | APPROVED | 2023-09-27 |
Branch Locations
720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Denver | CO | 09/2019 | 09/2023 |
| New York Life Insurance Co | Denver | CO | 09/2019 | 09/2023 |
| Unemployment | Lakewood | CO | 04/2019 | 09/2019 |
| Automotive Resources International | Mount Laurel | NJ | 10/2014 | 03/2019 |
| Eagle Strategies Llc | Denver | CO | 07/2023 | 09/2023 |
| Tiaa | Denver | CO | 09/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-22 |
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