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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-08 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-24 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 06/2010 | 05/2018 |
| Securities America, Inc. | La Vista | NE | 05/2018 | 01/2020 |
| Securities America Advisors | La Vista | NE | 05/2018 | 01/2020 |
| Raymond James Financial Services, Inc. | Dallas | TX | 01/2020 | 05/2025 |
| Raymond James Financial Services Advisors, Inc | Dallas | TX | 01/2020 | 05/2025 |
| Hilltop Securities Inc. | Dallas | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-10 |
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