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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-18 |
| TX | RA | APPROVED | 2025-12-18 |
Branch Locations
10 S Dearborn St Floor 08, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Columbus | OH | 10/2019 | 10/2020 |
| Miami University | Oxford | OH | 08/2015 | 05/2019 |
| Sweet! The Mobile Cupcakery | Cleveland | OH | 01/2015 | 12/2017 |
| Cleveland Browns | Berea | OH | 07/2018 | 08/2018 |
| The Memorial Tournament At Muirfeild Village Golf Club | Columbus | OH | 05/2019 | 06/2019 |
| Rapid Fired Pizza | Oxford | OH | 02/2017 | 11/2018 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 10/2021 | Present |
| Stericycle | Chicago | IL | 01/2021 | 10/2021 |
| Midwest Molding | Columbus | OH | 10/2020 | 10/2020 |
| Unemployed | Columbus | OH | 11/2020 | 12/2020 |
| Unemployed | Columbus | OH | 07/2019 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-24 |
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