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Colin Southerington

J.P. Morgan Securities LLC

Chicago, IL

CRD 7179078

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-18
TX RA APPROVED 2025-12-18
  • IL RA
    APPROVED
    Since 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-18

Branch Locations

10 S Dearborn St Floor 08, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 10/2019 10/2020
Miami University Oxford OH 08/2015 05/2019
Sweet! The Mobile Cupcakery Cleveland OH 01/2015 12/2017
Cleveland Browns Berea OH 07/2018 08/2018
The Memorial Tournament At Muirfeild Village Golf Club Columbus OH 05/2019 06/2019
Rapid Fired Pizza Oxford OH 02/2017 11/2018
J.P. Morgan Securities Llc Chicago IL 10/2021 Present
Jpmorgan Chase Bank, N.A. Chicago IL 10/2021 Present
Stericycle Chicago IL 01/2021 10/2021
Midwest Molding Columbus OH 10/2020 10/2020
Unemployed Columbus OH 11/2020 12/2020
Unemployed Columbus OH 07/2019 09/2019
  • 10/2019 → 10/2020
    Morgan Stanley
    Columbus, OH
  • 08/2015 → 05/2019
    Miami University
    Oxford, OH
  • 01/2015 → 12/2017
    Sweet! The Mobile Cupcakery
    Cleveland, OH
  • 07/2018 → 08/2018
    Cleveland Browns
    Berea, OH
  • 05/2019 → 06/2019
    The Memorial Tournament At Muirfeild Village Golf Club
    Columbus, OH
  • 02/2017 → 11/2018
    Rapid Fired Pizza
    Oxford, OH
  • 10/2021 → Present
    Chicago, IL
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 01/2021 → 10/2021
    Stericycle
    Chicago, IL
  • 10/2020 → 10/2020
    Midwest Molding
    Columbus, OH
  • 11/2020 → 12/2020
    Unemployed
    Columbus, OH
  • 07/2019 → 09/2019
    Unemployed
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-17
S63 Uniform Securities Agent State Law Examination 2021-11-24
  • S65 Uniform Investment Adviser Law Examination
    2025-12-17
  • S63 Uniform Securities Agent State Law Examination
    2021-11-24
Other Names
  • Colin Southerington
  • Colin David Southerington

View on SEC IAPD

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