Erum Naqvi Nawab

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-28

TX RA
APPROVED

Since 2022-06-28

Branch Locations

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	07/2016	Present
Bank Of Texas	Hurst	TX	02/2016	07/2019
Morgan Stanley	Dallas	TX	02/2022	Present

07/2016 → Present

Charles Schwab & Co., Inc.

Westlake, TX
02/2016 → 07/2019

Bank Of Texas

Hurst, TX
02/2022 → Present

Morgan Stanley

Dallas, TX

Other Businesses

*686301- Hearts that Care; Investment related: No; Carrollton, Texas; Elder Care; Employee (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 97; Labor/Service

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-28
S63	Uniform Securities Agent State Law Examination	2020-06-19

S65 Uniform Investment Adviser Law Examination

2022-06-28
S63 Uniform Securities Agent State Law Examination

2020-06-19

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews