Kevin G Hale

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → 04/2023
  First Republic Investment Management, Inc.
  Century City, CA
• 12/2021 → 04/2023
  First Republic Securities Company, Llc
  Century City, CA
• 08/2019 → 04/2021
  Wedbush Securities
  Los Angeles, CA
• 08/2015 → 06/2019
  University Of Southern California
  Los Angeles, CA
• 04/2023 → 09/2024
  Morgan Stanley Smith Barney Llc
  Los Angeles, CA
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 11/2024 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2023-04-05 → 2024-10-17
  Morgan Stanley
  Miami, FL
  Los Angeles, CA
• 2022-08-23 → 2023-05-02
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-08-22

Other Names

• Kevin Hale
• Kevin Garrett Hale