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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-13
WI RA APPROVED 2009-10-28
  • TX RA
    APPROVED_RES
    Since 2014-10-13
  • WI RA
    APPROVED
    Since 2009-10-28

Branch Locations

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

6130 W National Ave, West Allis, WI 53214 • United States

433 Linn St Ste C, Baraboo, WI 53913 • United States

16001 W Cleveland Ave, New Berlin, WI 53151 • United States

4302 E Towne Blvd, Madison, WI 53704 • United States

430 Gammon Pl, Madison, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Menomonee Falls WI 10/2009 11/2016
Wells Fargo Clearing Services, Llc Menomonee Falls WI 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; WEST ALLIS, WI; 100% OWNERSHIP; START 7/5/2016; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-15
  • S66 Uniform Combined State Law Examination
    2005-07-15
Designations

View on SEC IAPD

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