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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-04 |
| TX | RA | APPROVED | 2021-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Richfield | OH | 09/2019 | 01/2021 |
| Pnc | Brecksville | OH | 04/2018 | 08/2019 |
| Dingus And Daga | Shaker Heights | OH | 04/2014 | 04/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2021 | Present |
| Self Employed | Charlotte | NC | 03/2022 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2021 | Present |
NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED DRIVER FOR Uber START DATE: 3/2022 APPROX. HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-13 |
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