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Anthony Price

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7178896

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-04
TX RA APPROVED 2021-02-04
  • NC RA
    APPROVED
    Since 2021-02-04
  • TX RA
    APPROVED
    Since 2021-02-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Richfield OH 09/2019 01/2021
Pnc Brecksville OH 04/2018 08/2019
Dingus And Daga Shaker Heights OH 04/2014 04/2018
The Vanguard Group, Inc. Charlotte NC 01/2021 Present
Self Employed Charlotte NC 03/2022 Present
Vanguard Marketing Corporation Charlotte NC 01/2021 Present
  • 09/2019 → 01/2021
    Richfield, OH
  • 04/2018 → 08/2019
    Pnc
    Brecksville, OH
  • 04/2014 → 04/2018
    Dingus And Daga
    Shaker Heights, OH
  • 01/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/2022 → Present
    Self Employed
    Charlotte, NC
  • 01/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED DRIVER FOR Uber START DATE: 3/2022 APPROX. HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-13
  • S66 Uniform Combined State Law Examination
    2020-06-13
Other Names
  • Anthony Price Jr

View on SEC IAPD

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