Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
MD RA APPROVED 2021-08-31
  • TX RA
    APPROVED
    Since 2021-10-06
  • MD RA
    APPROVED
    Since 2021-08-31

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 09/2019 Present
Long & Foster Real Estate Lutherville MD 07/2019 Present
Towson University Towson MD 08/2017 Present
Quince Orchard High School Gaithersburg MD 08/2014 08/2017
Bank Of America, N.A. Towson MD 03/2023 Present
  • 09/2019 → Present
    Towson, MD
  • 07/2019 → Present
    Long & Foster Real Estate
    Lutherville, MD
  • 08/2017 → Present
    Towson University
    Towson, MD
  • 08/2014 → 08/2017
    Quince Orchard High School
    Gaithersburg, MD
  • 03/2023 → Present
    Bank Of America, N.A.
    Towson, MD
Other Businesses

I*4497295 Entity Type: For Profit Name of OBA: Pickaroo Address: Chicago, Illinois, 60611 Investment Related: No Position, Title, Association: Owner,Other Employee Start Date: 05/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: It is a physical product for the music industry. These are guitar pick holders. investor - capital commitment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Towson, MD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor