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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-16 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
5376 Highway 280, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Casey T Marshall/Northwestern Mutual | Birmingham | AL | 09/2019 | 05/2021 |
| Unemployed | Birmingham | AL | 02/2019 | 09/2019 |
| Regions Bank | Hoover | AL | 09/2016 | 02/2019 |
| Walgreens | Hoover | AL | 07/2012 | 09/2016 |
| Casey T Marshall/Rfg Advisory/Willow Private Wealth | Birmingham | AL | 05/2021 | 05/2023 |
| Private Client Services | Birmingham | AL | 10/2021 | 05/2023 |
| Rfg Advisory, Llc Dba Willow Private Wealth | Birmingham | AL | 05/2023 | 07/2023 |
| Navigate Wealth Management, Llc | Birmingham | AL | 08/2023 | 06/2024 |
| Navigate 401K, Llc | Birmingham | AL | 08/2023 | 06/2024 |
| Lpl Enterprise Llc | Pelham | AL | 07/2025 | 05/2026 |
| Unemployed | Birmingham | AL | 06/2024 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 06/2026 | Present |
| Wells Fargo Bank, Na | Birmingham | AL | 05/2026 | Present |
| Lpl Enterprise Llc Dba Prudential Advisors | Atlanta | GA | 07/2025 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-18 |
| S66 | Uniform Combined State Law Examination | 2021-12-21 |
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