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Lillie Marie Ware

Captrust

Dallas, TX

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-30
  • TX RA
    APPROVED
    Since 2024-07-30

Branch Locations

5005 Lbj Freeway, Suite 1313, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2020 06/2020
Raymond James Lubbock TX 09/2019 05/2020
Texas Tech University Lubbock TX 08/2016 05/2020
Equitable Advisors, Llc New York NY 05/2020 07/2021
Lpl Financial, Llc Dallas TX 08/2021 07/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 07/2024 Present
Capfinancial Securities Llc Raleigh NC 07/2024 Present
  • 05/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → 05/2020
    Raymond James
    Lubbock, TX
  • 08/2016 → 05/2020
    Texas Tech University
    Lubbock, TX
  • 05/2020 → 07/2021
    Equitable Advisors, Llc
    New York, NY
  • 08/2021 → 07/2024
    Lpl Financial, Llc
    Dallas, TX
  • 07/2024 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 07/2024 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-27
  • S66 Uniform Combined State Law Examination
    2023-03-27
Designations
Other Names
  • Lillie Marie Ware
  • Lillie Ware

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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