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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-02
GA RA APPROVED 2022-01-07
  • TX RA
    APPROVED
    Since 2022-03-02
  • GA RA
    APPROVED
    Since 2022-01-07

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 06/2021 11/2021
Unemployed Gallatin TN 01/2021 06/2021
Elwood Staffing Gallatin TN 11/2020 12/2020
Self Employed New York NY 01/2020 10/2020
T-3 Trading Group New York NY 10/2019 12/2019
Self Employed New York NY 06/2018 09/2019
Student/ University Of Alabama Manderson School Of Business Tuscaloosa AL 08/2017 05/2018
Cracker Barrel Old Country Store Lebanon TN 07/2017 08/2017
Student/ University Of Alabama Manderson School Of Business Tuscaloosa AL 08/2016 06/2017
Wells Fargo Clearing Services, Llc Atlanta GA 11/2021 Present
  • 06/2021 → 11/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2021 → 06/2021
    Unemployed
    Gallatin, TN
  • 11/2020 → 12/2020
    Elwood Staffing
    Gallatin, TN
  • 01/2020 → 10/2020
    Self Employed
    New York, NY
  • 10/2019 → 12/2019
    T-3 Trading Group
    New York, NY
  • 06/2018 → 09/2019
    Self Employed
    New York, NY
  • 08/2017 → 05/2018
    Student/ University Of Alabama Manderson School Of Business
    Tuscaloosa, AL
  • 07/2017 → 08/2017
    Cracker Barrel Old Country Store
    Lebanon, TN
  • 08/2016 → 06/2017
    Student/ University Of Alabama Manderson School Of Business
    Tuscaloosa, AL
  • 11/2021 → Present
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-05
S63 Uniform Securities Agent State Law Examination 2021-10-08
  • S65 Uniform Investment Adviser Law Examination
    2022-01-05
  • S63 Uniform Securities Agent State Law Examination
    2021-10-08
Other Names
  • Clint Thomas Maynard
  • Clint T Maynard

View on SEC IAPD

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