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George Luke Abernethy

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-10
TX RA APPROVED 2021-07-10
  • NC RA
    APPROVED
    Since 2021-07-10
  • TX RA
    APPROVED
    Since 2021-07-10

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhi General Group San Ramon CA 09/2019 12/2019
Wells Fargo Clearing Services Llc Charlotte NC 09/2019 Present
Swimmac Carolina Charlotte NC 02/2012 09/2019
Central Piedmont Community College Charlotte NC 08/2016 05/2017
University Of North Carolina Charlotte Charlotte NC 08/2017 05/2019
  • 09/2019 → 12/2019
    Rhi General Group
    San Ramon, CA
  • 09/2019 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 02/2012 → 09/2019
    Swimmac Carolina
    Charlotte, NC
  • 08/2016 → 05/2017
    Central Piedmont Community College
    Charlotte, NC
  • 08/2017 → 05/2019
    University Of North Carolina Charlotte
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-10
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2021-07-10
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15
Other Names
  • George Abernethy

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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