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Taylor Louis Williams

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-01
NC RA APPROVED 2024-05-31
  • TX RA
    APPROVED
    Since 2024-10-01
  • NC RA
    APPROVED
    Since 2024-05-31

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhi General Group San Ramon CA 09/2019 12/2019
Wells Fargo Clearing Services Llc Charlotte NC 09/2019 Present
Unc Campus Recreation Chapel Hill NC 08/2015 05/2019
Chick-Fil-A Wilmington NC 05/2018 08/2018
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2015 05/2019
Unemployed Wilmington NC 05/2019 09/2019
  • 09/2019 → 12/2019
    Rhi General Group
    San Ramon, CA
  • 09/2019 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 08/2015 → 05/2019
    Unc Campus Recreation
    Chapel Hill, NC
  • 05/2018 → 08/2018
    Chick-Fil-A
    Wilmington, NC
  • 08/2015 → 05/2019
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 05/2019 → 09/2019
    Unemployed
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2024-05-31
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15
Other Names
  • Taylor Williams

View on SEC IAPD

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