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Kimberly Ann Lafone

Raymond James & Associates, Inc.

Matthews, NC

Montgomery, AL

CRD 7177871

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-09-18
NC RA APPROVED 2024-08-20
  • AL RA
    APPROVED
    Since 2024-09-18
  • NC RA
    APPROVED
    Since 2024-08-20

Branch Locations

Matthews, NC • United States

7460 Halcyon Pointe Drive Suite #101, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Matthews NC 09/2019 02/2024
Raymond James & Associates, Inc. Matthews NC 02/2024 Present
Unemployed Prattville AL 05/2019 09/2019
Carolina Asphalt Charlotte NC 06/2013 05/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2024-08-16
Other Names
  • Kimberly Ann Bivens

View on SEC IAPD

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