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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
NC RA APPROVED 2023-03-15
  • TX RA
    APPROVED
    Since 2023-05-12
  • NC RA
    APPROVED
    Since 2023-03-15

Branch Locations

4811 Hope Valley Rd, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cardinal Financial Charlotte NC 11/2019 10/2022
Wells Fargo Charlotte NC 09/2019 10/2019
Chipolte Charlotte NC 01/2019 10/2019
Target Charlotte NC 10/2018 12/2018
Unemployed Charlotte NC 07/2018 10/2018
Bic Charlotte NC 05/2018 08/2018
Ihop Charlotte NC 05/2015 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 11/2022 Present
Community School Of Digital And Visual Arts Durham NC 11/2022 11/2022
University Of North Carolina At Charlotte Charlotte NC 08/2014 12/2018
Papa John's Charlotte NC 11/2016 12/2016
Four Is A Crowd Charlotte NC 04/2017 01/2018
Bank Of America, N.A. Raleigh NC 02/2023 Present
  • 11/2019 → 10/2022
    Cardinal Financial
    Charlotte, NC
  • 09/2019 → 10/2019
    Wells Fargo
    Charlotte, NC
  • 01/2019 → 10/2019
    Chipolte
    Charlotte, NC
  • 10/2018 → 12/2018
    Target
    Charlotte, NC
  • 07/2018 → 10/2018
    Unemployed
    Charlotte, NC
  • 05/2018 → 08/2018
    Bic
    Charlotte, NC
  • 05/2015 → 06/2018
    Ihop
    Charlotte, NC
  • 11/2022 → Present
    Raleigh, NC
  • 11/2022 → 11/2022
    Community School Of Digital And Visual Arts
    Durham, NC
  • 08/2014 → 12/2018
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 11/2016 → 12/2016
    Papa John's
    Charlotte, NC
  • 04/2017 → 01/2018
    Four Is A Crowd
    Charlotte, NC
  • 02/2023 → Present
    Bank Of America, N.A.
    Raleigh, NC
Other Businesses

I*1316286For profit or not for profit: Entity For Profit Name of outside business organization: Uber Technologies Investment related: N Address of business: San Francisco, California 94103 Nature of business: ["S Corporation"]Position, title, association: ["Other"], Start date of relationship: 6/1/2023Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0Duties: Uber driver

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-14
  • S66 Uniform Combined State Law Examination
    2023-03-14
Other Names
  • Khalif Dean

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