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Ami Buu Baxter

Perryman Financial Advisory, Inc.

Dallas, TX

CRD 7177635

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Employer firm

Perryman Financial Advisory, Inc. CRD 107653

$1.02B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Perryman Financial Advisory, Inc.

12221 Merit Dr Ste 1660, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-26
  • TX RA
    APPROVED
    Since 2019-09-26

Branch Locations

12221 Merit Dr Ste 1660, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Perryman Financial Advisory, Inc. Dallas TX 09/2019 Present
Kantar Media Dallas TX 10/2016 09/2019
Ami Media Services Addison TX 02/2005 09/2016
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-17
S65 Uniform Investment Adviser Law Examination 2017-07-08
  • S63 Uniform Securities Agent State Law Examination
    2021-04-17
  • S65 Uniform Investment Adviser Law Examination
    2017-07-08
Designations
  • Certified Financial Planner
Other Names
  • Hiep Buu Ngo
  • Ami Buu Ngo

View on SEC IAPD

Nearby Firms

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Nearby Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry

Nearby Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
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