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Sagar Singh

Wells Fargo Clearing Services, LLC

Livermore, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-07
  • CA RA
    APPROVED
    Since 2021-05-07

Branch Locations

235 S K St, Livermore, CA 94550 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Palo Alto CA 09/2019 03/2021
J.P. Morgan Securities Llc. Palo Alto CA 09/2019 03/2021
Vinum Bar Newark CA 10/2018 08/2019
Bucher And Christian Mountain View CA 06/2018 08/2018
Costco Fremont CA 07/2017 05/2018
Acacia Creek Union City CA 01/2015 07/2017
San Jose State University San Jose CA 08/2017 08/2019
Amazon Newark CA 05/2017 06/2017
Wells Fargo Clearing Services, Llc Pleasanton CA 03/2021 Present
Wells Fargo Bank, Na Pleasanton CA 03/2021 Present
  • 09/2019 → 03/2021
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 09/2019 → 03/2021
    J.P. Morgan Securities Llc.
    Palo Alto, CA
  • 10/2018 → 08/2019
    Vinum Bar
    Newark, CA
  • 06/2018 → 08/2018
    Bucher And Christian
    Mountain View, CA
  • 07/2017 → 05/2018
    Costco
    Fremont, CA
  • 01/2015 → 07/2017
    Acacia Creek
    Union City, CA
  • 08/2017 → 08/2019
    San Jose State University
    San Jose, CA
  • 05/2017 → 06/2017
    Amazon
    Newark, CA
  • 03/2021 → Present
    Wells Fargo Clearing Services, Llc
    Pleasanton, CA
  • 03/2021 → Present
    Wells Fargo Bank, Na
    Pleasanton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-07
S63 Uniform Securities Agent State Law Examination 2019-11-14
  • S66 Uniform Combined State Law Examination
    2021-05-07
  • S63 Uniform Securities Agent State Law Examination
    2019-11-14

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
THE WEALTH CONSERVATORY
CETERA INVESTMENT ADVISERS LLC
B. RILEY WEALTH ADVISORS, INC.
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

JACOB J REID
STEPHEN D CHIPMAN
BETTY TAYLOR SIMONE
MARCELLA A GUTIERREZ
STEVEN ANDREW SANCHEZ
Andrew Yadegar
GURMEET GULATI
Loc Ngo

Other Offices

THE AMERIFLEX GROUP · Livermore, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Livermore, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Livermore, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LIVERMORE, CA
THE WEALTH CONSERVATORY · LIVERMORE, CA
CETERA INVESTMENT ADVISERS LLC · Livermore, CA
CETERA INVESTMENT ADVISERS LLC · LIVERMORE, CA
B. RILEY WEALTH ADVISORS, INC. · LIVERMORE, CA

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