Xue Yi Liao

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → Present
  Assetmark Financial Holdings, Inc.
  Chicago, IL
• 06/2018 → 02/2019
  Guidepoint
  New York, NY
• 09/2015 → 05/2018
  Trinity College Underground Coffeehouse
  Hartford, CT
• 05/2017 → 12/2017
  Ann, Inc
  Chicago, IL
• 09/2014 → 05/2018
  Trinity College
  Hartford, CT
• 08/2019 → Present
  Assetmark Brokerage, Llc
  Chicago, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 02/2019 - 160 HRS / MONTHLY, SENIOR NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-10-02
• S65 Uniform Investment Adviser Law Examination
  2019-09-20

Other Names

• Sherri Liao