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James Britton Richardson

Raymond James & Associates, Inc.

Athens, GA

CRD 7177103

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-01-15
  • GA RA
    APPROVED
    Since 2020-01-15

Branch Locations

2470 Daniels Bridge Road Bldg 100 Ste 151, Athens, GA 30606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Athens GA 09/2019 Present
Outpatient Services, Llc Athens GA 05/2015 11/2018
Self Employed Athens GA 11/2018 05/2019
Self Employed Athens GA 05/2019 09/2019
  • 09/2019 → Present
    Raymond James And Associates, Inc.
    Athens, GA
  • 05/2015 → 11/2018
    Outpatient Services, Llc
    Athens, GA
  • 11/2018 → 05/2019
    Self Employed
    Athens, GA
  • 05/2019 → 09/2019
    Self Employed
    Athens, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-10
  • S66 Uniform Combined State Law Examination
    2020-01-10

View on SEC IAPD

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