Carlos Frederico Coutinho Maia

Employer firm

Navy Federal Investment Services, LLC CRD 138459

$2.10B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 09/2020
  Edward Jones
  Rockford, IL
• 01/2017 → 09/2019
  Carambola Gelato And Coffee Shop Llc
  Loves Park, IL
• 02/2016 → 01/2017
  New York Life Insurance Company
  Madison, WI
• 11/2020 → 09/2021
  Pruco Securities, Llc
  Wauwatosa, WI
• 12/2020 → 09/2021
  Prudential Insurance Company Of America
  Wauwatosa, WI
• 09/2021 → 08/2022
  Equitable Advisors, Llc
  Deerfield, IL
• 09/2021 → 08/2022
  Equitable Advisors
  Deerfield, IL
• 09/2019 → 09/2020
  Edward Jones
  Rockford, IL
• 08/2022 → 05/2023
  Jp Morgan Chase Bank, N.A.
  Loves Park, IL
• 08/2022 → 05/2023
  Jp Morgan Securities, Llc
  Loves Park, IL
• 06/2023 → 10/2025
  Allstate Insurance Co
  Northbrook, IL
• 06/2023 → 10/2025
  Allstate Financial Services, Llc
  Lincoln, NE
• 06/2023 → 10/2025
  Allstate Financial Advisors, Llc
  Lincoln, NE
• 07/2024 → 10/2025
  Frank Suspenzi Agency
  Chicago, IL
• 10/2025 → Present
  Navy Federal Financial Group, Llc
  Rockton, IL
• 10/2025 → Present
  Navy Federal Investment Services, Llc
  Rockton, IL

Previous Registrations

• 2023-06-22 → 2025-10-17
  Allstate Financial Advisors, Llc
  Rockford, IL
  Harvard, IL
  Chicago, IL
• 2022-08-29 → 2023-05-12
  J.P. Morgan Securities Llc
  Loves Park, IL
• 2021-11-23 → 2022-08-12
  Equitable Advisors, Llc
  Deerfield, IL
  Oak Brook, IL
• 2020-12-15 → 2021-09-16
  Pruco Securities, Llc.
  Wauwatosa, WI
• 2020-02-11 → 2020-09-28
  Edward Jones
  Rockton, IL
  St Louis, MO
  Rockford, IL

Exams

• S66 Uniform Combined State Law Examination
  2020-02-10

Other Names

• Carlos Maia
• Carlos Frederico Maia
• Frederico Maia
• Carlos Frederico Coutinho Maia
• Fred Maia
• Carlos Frederico Coutinhomaia