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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-11-02 |
Branch Locations
9815 South Monroe St, Suite 550, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Atlanta | GA | 09/2019 | 03/2021 |
| Cherokee Cattle Company | Marietta | GA | 05/2019 | 09/2019 |
| Smith & Howard | Atlanta | GA | 01/2019 | 04/2019 |
| Bloomsburg University | Bloomsburg | PA | 08/2015 | 12/2018 |
| Tommyboys Pizza And Cafe | Kutztown | PA | 10/2012 | 08/2018 |
| Janney Montgomery Scott Llc | Atlanta | GA | 03/2021 | 03/2021 |
| Janney Montgomery Scott Llc | Atlanta | GA | 03/2021 | 09/2022 |
| Carta Securities, Llc | Salt Lake City | UT | 11/2022 | 10/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2023 | Present |
1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 2023 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: LEGS, INVESTMENT RELATED: NO, ADDRESS: 2694 E TROON CIR, SALT LAKE CITY, UT 84121, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/1/24, POSITION/TITLE/RELATIONSHIP: DIRECTOR OF EVENTS, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SCHEDULE AND PUT ON NON-GOLF EVENT SOCIALS FOR THE MEMBERS OF THE SALT LAKE CITY CHAPTER OF LADIES EXECUTIVE GOLF SOCIETY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-28 |
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